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Commission, Monthly Software and Add On Charges & Miscellaneous Charges Schedule
Commissions
Per Trade
 Direct Clients - Equity Commission  US$35 *
 Broker Assisted Clients - Equity Commission  US$65 *
 Direct Clients - Options Commission  US$35 +US$ 2.00 per contract*

 Broker Assisted Clients - Options Commission

 US$65 +US$ 2.00 per contract*
 *Per Trade upto 5000 shares. Additional ECN charges might apply.








 


Software charges**
 usdirect Ultimate Level I  US$35 per month
 usdirect Ultimate Level II  US$65 per month
INSTAQUOTE US$150 per month + $2.00 per trade
  **Additional monthly exchange data charges apply.

 







Bonds - US$50 per trade
US Govt./Agencies - US$100 per trade
Zero Coupon/UITs - US$100 per trade
Syndicate - US$50 per trade
Mutual Funds - US$75 per trade
Broker to Broker - US$50 per trade
X Clearing Trades- US$ 50 per trade


 Miscellaneous Charges  
Automated Customer Account Transfer (ACAT) outgoing $50.00 per account
Back-up Withholding Direct Cost
Delivery Vs Payment $35 plus Direct cost
Options Exercise/Assignment $20.00 per exercise/assignment
Tenders, Exchange, Re-organisation $15.00 per account
Account Transfers $25 per certificate plus Direct Cost
Courtesy Transfers $25 per issue
Foreign Transfers $15.00 per issue within US
$100.00 per issue outside US
$250 per issue direct to customer
Overnight Mail $15 per envelope
Postage and Handling $ 3 per retail trade
Returned Mail $ 1 per item
Records Research $35 per hour; min half hour
Wire Funds $25.00 per wire
Customer Return Check $25 per check
Reg T and 15c3-3 Extension $ 5 per extension
Rule 144 filing $75 plus Direct cost
Blue Sheet Reporting $75 per request by NASD and SEC
Stop Payment Request $25 per request


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